Free private markets document template
Fund Manager ESG Assessment Template
Create an original LP assessment of a fund manager's ESG governance, investment integration, portfolio monitoring, climate practices and reporting.
01
Executive assessment
Fund Manager's ESG integration for Proposed Fund is assessed as Established with selected reporting gaps as of September 30, 2027.
02
Strategy materiality
The North American middle-market buyout strategy should prioritize financially material sector, workforce, safety, data, climate and governance risks rather than applying a uniform checklist.
03
Governance & resources
Investment Committee owns material ESG decisions; Head of Sustainability reports quarterly
04
Pre-investment integration
Sector screens, materiality assessment, specialist diligence and investment-memo findings. ESG findings influence decisions as follows: Material findings affect valuation, covenants, ownership plan and approval conditions.
05
Ownership & engagement
100-day plans, board oversight, annual KPI targets and incident escalation
06
Climate integration
Portfolio carbon measurement for material sectors; transition plans not yet consistent
07
Metrics & monitoring
Safety, turnover, diversity, data privacy, emissions and governance incidents by materiality
08
LP reporting
Annual ESG report and material incident notification; limited fund-level target history
09
Material incidents
Immediate escalation to Legal and Investment Committee with root-cause and remediation tracking
10
Standards & commitments
PRI signatory; references SASB sector guidance and TCFD concepts
11
Priority improvements
Standardize climate transition plans, disclose KPI coverage and add realized-investment outcomes
12
Assessment conclusion
Overall rating: Established with selected reporting gaps. Reassess progress annually and incorporate material gaps into monitoring and re-up underwriting.