Free private markets document generator

Private Markets ESG / Responsible Investment Policy

Create a private markets ESG and responsible investment policy covering principles, manager diligence, ownership, monitoring, reporting, exclusions, governance and incidents. Set a practical LP policy for incorporating financially material ESG and responsible-investment considerations.

Open the interactive ESG Policy

What this generator covers

  1. Policy purpose
  2. Principles
  3. Scope
  4. Exclusions
  5. Manager diligence
  6. Investment underwriting
  7. Ownership & engagement
  8. Monitoring
  9. Reporting
  10. Material incidents
  11. Governance

Inputs used by the document

  • Policy framework: Institution, Policy purpose, Principles, Scope, Exclusions
  • Investment process: Manager diligence, Underwriting, Ownership & engagement, Monitoring
  • Reporting & governance: Reporting, Material incidents, Governance

01

Policy purpose

This policy integrates financially material ESG and responsible-investment factors into private markets underwriting, monitoring and governance.

02

Principles

Focus on financial materiality, fiduciary duty, proportionality, transparency and continuous improvement.

03

Scope

All new private markets fund commitments, co-investments, secondaries and continuation-fund decisions.

04

Exclusions

Apply organization-wide prohibited investment restrictions and legal constraints; assess additional exclusions case by case.

05

Manager diligence

Assess ESG governance, resources, pre-investment integration, ownership practices, incidents and LP reporting.

06

Investment underwriting

Identify material ESG risks and opportunities in investment memos; incorporate findings into valuation, terms or approval conditions.

07

Ownership & engagement

Expect managers to use board oversight, operating plans, KPI monitoring and escalation appropriate to control and influence.

08

Monitoring

Review manager ESG reporting annually and escalate material incidents, controversies or persistent gaps.

09

Reporting

Provide annual program-level ESG reporting with material developments, manager progress and methodology limitations.

10

Material incidents

Require prompt manager notification where incidents may materially affect value, reputation, legal exposure or stakeholder obligations.

11

Governance

CIO owns implementation; Investment Committee reviews the policy annually and approves material exceptions.

How to use this document generator

Review the example assumptions, replace them with information from your own investment process, and check every statement against the governing documents and source data. The interactive version updates the draft immediately and can export it to Word or PDF without a login.

Template transparency

Draft status

This template creates an editable first draft. Review every statement against source data and governing documents.

Privacy and export

Inputs stay in your browser. Word and PDF exports are created locally and this page does not store your document.

Scope

This is a practical starting point, not legal, tax, or investment advice.

Template 1.0 · Reviewed 13 August 2026